Alphaniti

Complaint Data

(For Alphaniti Fintech Investment Advisory Division)

Data for the Month ending: July 2025

Sr. No .	Received from	Pending at the end of last month	Received	Resolved *	Total Pending #	Pending complaints > 3 months	Average Resolution time^ (in days)
1	Directly from Investors	Nil	Nil	Nil	Nil	Nil	Nil
2	SEBI (SCORES )	Nil	Nil	Nil	Nil	Nil	Nil
3	Other Sources (if any)	Nil	Nil	Nil	Nil	Nil	Nil
	Grand Total	Nil	Nil	Nil	Nil	Nil	Nil

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

Sr. No .	Month	Carried forward from previous month	Received	Resolved *	Pending #
1	April 2025	Nil	Nil	Nil	Nil
2	May 2025	Nil	Nil	Nil	Nil
3	June 2025	Nil	Nil	Nil	Nil
4	July 2025	Nil	Nil	Nil	Nil

* Inclusive of complaints of previous months resolved in the current month.
# Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

Sr. No .	Year	Carried forward from previous month	Received	Resolved *	Pending #
1	2018-19	Nil	Nil	Nil	Nil
2	2019-20	Nil	Nil	Nil	Nil
3	2020-21	Nil	Nil	Nil	Nil
4	2021-22	Nil	Nil	Nil	Nil
5	2022-23	Nil	Nil	Nil	Nil
6	2023-24	Nil	Nil	Nil	Nil
6	2024-25	Nil	Nil	Nil	Nil
	Grand Total	Nil	Nil	Nil	Nil

* Inclusive of complaints of previous years resolved in the current year. # Inclusive of complaints pending as on the last day of the year.

Audit Status

(For Alphaniti Fintech Investment Advisory Division)

Sr. No .	Financial Year	Compliance Audit Status
1	FY 2020-21	Conducted
2	FY 2021-22	Conducted
3	FY 2022-23	Conducted
3	FY 2023-24	Conducted

Grievance Redressal /Escalation Matrix

(For Alphaniti Fintech Investment Advisory Division)

Details of designation	Contact Person Name	Address where the physical address location	Contact No.	Email-ID	Working Hours
Customer care	Vandana Singh	Nishatganj, Lucknow - 226007	+91 9156393949	customercare@alphaniti.com	9:00am - 6:00 pm (Mon - Fri)
Head of Customer care	Prashant Bhingarde	ICC Chambers II, Saki Vihar Road, Mumbai - 400072	+91 9833173975	escalation@alphaniti.com	9:00am - 6:00 pm (Mon - Fri)
Complinace Officer	Gautami More	ICC Chambers II, Saki Vihar Road, Mumbai - 400072	+91 9773564292	compliance@alphaniti.com	9:00am - 6:00 pm (Mon - Fri)
CEO	Gautam Bankar	401/402 Airawat Building, Baner Hills Road, Baner, Pune - 411045	+91 9822974304	ceo@alphaniti.com	9:00am - 6:00 pm (Mon - Fri)
Principal Officer	Aarohi Agrawal	ICC Chambers II, Saki Vihar Road, Mumbai - 400072	+91 7777073993	aarohi@alphaniti.com	9:00am - 6:00 pm (Mon - Fri)

Statutory

Complaint Data

(For Alphaniti Fintech Investment Advisory Division)

Trend of monthly disposal of complaints

Trend of annual disposal of complaints

Audit Status

(For Alphaniti Fintech Investment Advisory Division)

Grievance Redressal /Escalation Matrix

(For Alphaniti Fintech Investment Advisory Division)